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Guidelines for Preparing Performance Evaluation Reports on Nonsovereign Operations

Guidelines, Handbooks, and Manuals

Publication Date: February 2007

ADB conducts both sovereign and nonsovereign operations (NSO). An NSO is defined as an ADB-financed transaction in the form of a guarantee, loan, or equity investment, with a subsovereign, state-owned enterprise, other public private entity, or private sector entity as obligor or investee, normally without direct sovereign indemnity. These Guidelines have been prepared to facilitate evaluations of NSOs by the Operations Evaluation Department.

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Contents

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1. Purpose, Process, Evaluation and Dissemination

1. Purpose, Scope and Organization of NSO Evaluation in ADB
2. Selection and Sampling of NSOs for Evaluation
3. Client Support to Evaluations
4. Approach Papers in the Evaluation Process
5. Format, Peer Review and Finalization of PPERs
6. Review and Validation of Extended Annual Review Reports (XARRs) on NSO
7. Reflection of NSO Evaluation Outcome in Annual Reports by OED, Review of RRPs, and Monitoring of Recommendations to Management
8. Dissemination and Disclosure of NSO Evaluation Reports

2. Scope and Contecnt of Nonsovereign PPERs

1. Table of Contents
2. Executive Summary
3. Chapter I: The Project
4. Chapter II: Evaluation
5. Chapter III: Issues, Lessons and Follow-Up Actions

3. Appendixes