Catalog

	Table of Contents
p. 151 of 203 BACK | NEXT Foreword 1. Introduction to the Guidelines 2. User Instructions 3. Preparing and Appraising Investment Project 4. Financial Management of Executing Agencies 5. Reporting and Auditing 6. Financial Institutions 7. Knowledge Management 7.1. Useful Websites 7.2. Operations Manual (OM) 7.3. Project Administration Instructions (PAIs) 7.4. International Standards 7.5. International Accounting and Auditing Architecture 7.6. Financial Review Checklist for RRPs 7.7. Appraisal Checklist: Nonrevenue-Earning Project 7.8. Appraisal Checklist: Revenue-Earning Project 7.9. Appraisal Checklist: Private Sector Project 7.10. Appraisal Checklist: Financial Institution 7.10.1.1. Preparation at Headquarters 7.10.1.2. Initial Steps 7.10.1.3. Institutional Environment 7.10.1.4. Management Policies and Systems 7.10.1.5. Definition of Project Cost Requirements 7.10.1.6. Prepare Financial Projections for Ongoing FI Operation 7.11. Undertaking Sensitivity and Risk Analyses 7.12. Model Operating Covenants 7.13. Model Capital Structure Covenants 7.14. Model Liquidity Covenants 7.15. Commonly Used Ratios 7.16. Model Financial Statements: Service Organization 7.17. Model Financial Statements: Manufacturing Organization 7.18. Model Terms of Reference for an Auditor 7.19. Audit Report Questionnaire Addendum

Financial Management and Analysis of Projects : 7. Knowledge Management : 7.10. Appraisal Checklist: Financial Institution

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7.10.1.2. Initial Steps

7.10.1.2.1. Participate in or, where necessary, arrange meetings with key managers and any counterparts representing managers in the FI to confirm appraisal arrangements/ requirements. Make a judgment on the likely efficiency of the managers and the counterparts.

7.10.1.2.2. Participate in or, where necessary, arrange initial meetings with counterparts in all organizations in the government likely to be concerned with project development, to confirm appraisal arrangements/ requirements. The range of the organizations will depend on whether or not the FI is state-owned or private sector. Organizations may include the Central Bank, Ministry of Economy, Ministry of Finance, sector ministries (Agriculture, Industry), Ministry of Trade and Industries, etc. The likely credit rating for the concerned FI should be determined through these discussions (where the concerned FI does not have a published credit rating).

7.10.1.2.3. Ensure all managers and staff to be involved in project planning and implementation have copies of ADB's Handbook for Borrowers on Financial Management and Financial Analysis of Investment Projects, ADB's Loan Disbursement Handbook and ADB's Procurement Handbook.

7.10.1.2.4. Advise on the availability of the web-based Financial Management Guidelines.

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