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Public-Private Partnership (PPP) Handbook

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Guidelines, Handbooks, and Manuals

Publication Date: September 2008
In stock

This Public–Private Partnership (PPP) Handbook is designed for the staff of the Asian Development Bank (ADB) and its developing member countries' clients. It provides an overview of the role, design, structure, and execution of PPPs for infrastructure development. With inputs from policy and transaction specialists, this handbook addresses a range of matters associated with PPPs, from policy considerations to implementation issues.

This handbook is meant as an introduction or primer to the design and execution of PPP strategies and projects in the context of development finance.

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 TRANSLATED DOCUMENTS

  • Vietnamese Version [ PDF ]
  • Russian Version [ PDF ]

Contents

Acknowledgments, Contents, Acronyms, Introduction [ PDF: 99kb | 5 pages ]

  1. Public-Private Partnerships (PPPs) - An Overview [ PDF: 117kb | 5 pages ]

    1.1 Defining Public-Private Partnerships
    1.2 Motivation for Engaging in PPPs

  2. Recent Experience with Infrastructure Privatization and PPPs [ PDF: 92kb | 4 pages ]

    2.1 The Level and Form of Infrastructure Privatization/PPPs from 1990-2004
    2.2 Incorporating Local and Regional Investment Sources
    2.3 Incorporating Social Priorities

  3. Structuring a PPP: Sector Diagnostic and Sector Road Map [ PDF: 388kb | 16 pages ]

    3.1 Requirements and Expectations
    3.2 Technical Issues
    3.3 Legal, Regulatory, and Policy Framework
    3.4 Institutional Structures and Capacity
    3.5 Commercial, Financial, and Economic Issues
    3.6 Stakeholder Consultation
    3.7 Clear Sector Strategy and Road Map
    3.8 Clear Government Commitment and a Designated Champion

  4. Structuring a PPP: Available PPP Options [ PDF: 409kb | 17 pages ]

    4.1 Service Contract
    4.2 Management Contracts
    4.3 Affermage or Lease Contracts
    4.4 Concessions
    4.5 Build-Operate-Transfer and Similar Arrangements
    4.6 Joint Venture
    4.7 Hybrid Arrangements

  5. Structuring a PPP: Selecting the Option [ PDF: 104kb | 3 pages ]


  6. PPP Preparatory Work [ PDF: 451kb | 19 pages ]

    6.1 Establishing Appropriate Legal, Regulatory, and Policy Frameworks
    6.2 Technical Preparation
    6.3 Institutional Structures and Capacity Building
    6.4 Commercial, Financial, and Economic Preparation
    6.5 Labor Considerations
    6.6 Including Local Partners
    6.7 Stakeholder Involvement

  7. Implementing PPPs [ PDF: 345kb | 12 pages ]

    7.1 Collecting Feedback from Potential Bidders
    7.2 Notification and Prequalification
    7.3 Defining the Procurement Process
    7.4 Defining the Bid Evaluation Process
    7.5 Bid Package
    7.6 The Contract
    7.7 Negotiations and Contract Start
    7.8 Key Implementation Issues

  8. Specific Pro-Poor Activities in PPPs [ PDF: 167kb | 5 pages ]

    8.1 Pro-Poor Characteristics of PPP Options
    8.2 Pro-Poor Interventions in the Context of PPPs
    8.3 Output-Based Aid Contracts

  9. Framework for Measuring, Monitoring, and Reporting on Results [ PDF: 127kb | 3 pages ]


  10. Resources and Tools [ PDF: 280kb | 9 pages ]

    10.1 Websites - General PPPs
    10.2 Websites - PPP Organizations and Units
    10.3 Websites - Sector-Specific Infrastructure
    10.4 Literature - General PPPs
    10.5 Literature - Infrastructure PPPs
    10.6 Literature - Pro-Poor PPPs

Endnotes [ PDF: 76kb | 1 page ]



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