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Foreword
Abbreviations
Glossary
1. Introduction
2. The Resettlement Plan in the Project Cycle
3. Resettlement: Key Planning Concepts
4. Consultation and Participation
5. Socioeconomic Information
6. Relocation
7. Income Restoration
8. Institutional Framework
8.1 Issues concerning the Institutional Framework
8.2 Establishing Resettlement Unit
8.3 Staffing and Budget
8.4 Staff Training and Capacity Building
8.5 NGOs as Resettlement Implementation Agents
8.6 Resettlement Coordination Committees
8.7 Grievance Redress Committees
>> 8.8 Institutional Framework in the Project Cycle: Key Action Points
8.9 Checklist: Institutional Framework
9. Monitoring and Evaluation
Selected Reading List
Appendix 1: The Bank's Policy on Involuntary Resettlement
Appendix 2: Sample Terms of Reference for Full Resettlement Plan
Appendix 3: Resettlement Policies in Selected DMCs
Appendix 4: Resettlement Monitoring: Sample Formats for Monthly Progress Reports
Handbook on Resettlement: A Guide to Good Practice : 8. Institutional Framework

8.8. Institutional Framework in the Project Cycle: Key Action Points


Project Cycle Key Action Point
Project Identification/ISA
  • Identify scope of resettlement, number of APs directly or indirectly affected.
  • Assess the capacity and mandate of institutional framework for resettlement.
PPTA Feasibility Study
  • Review institutional framework for resettlement, identifying any gaps.
  • Establish a resettlement unit or agency, if necessary.
  • Assess staff requirements and institutional capacity.
  • Provide for staff development, TA for capacity building, if required.
  • Consult with stakeholders (APs, NGOs, hosts).
  • Provide financial and budgetary provisions for resettlement through annual budget allocation.
MRM
  • Provide financial and budgetary provision for resettlement through annual budget allocation.
  • Review institutional framework in RP.
Appraisal
  • Verify if institutional framework meets Bank's standards and policies.
Loan Negotiation
  • Prepare TA for capacity building, if required.
  • Complete any other outstanding issues.
Implementation
  • Select and place resettlement field staff.
  • Involve NGOs in resettlement project implementation.
  • Involve village workers in implementation.
  • Implement capacity building measures.
M&E
  • Involve NGOs in monitoring.
  • Carry out in-house monitoring monthly or quarterly, as indicated in the RP.
  • Evaluate resettlement impact using external agencies.



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8.9 Checklist: Institutional Framework

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