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Foreword
Abbreviations
Glossary
1. Introduction
2. The Resettlement Plan in the Project Cycle
3. Resettlement: Key Planning Concepts
3.1 Avoiding or Minimizing Resettlement
3.2 Policy Framework
>> 3.3 Developing a Resettlement Policy
3.4 Defining Entitlement and Eligibility
3.5 Resettlement Planning for Vulnerable Groups
3.6 The Entitlement Matrix
3.7 Resettlement Budget and Financing
3.8 Land Acquisition and Resettlement Time Line
3.9 Checklist: Key Planning Concepts
4. Consultation and Participation
5. Socioeconomic Information
6. Relocation
7. Income Restoration
8. Institutional Framework
9. Monitoring and Evaluation
Selected Reading List
Appendix 1: The Bank's Policy on Involuntary Resettlement
Appendix 2: Sample Terms of Reference for Full Resettlement Plan
Appendix 3: Resettlement Policies in Selected DMCs
Appendix 4: Resettlement Monitoring: Sample Formats for Monthly Progress Reports
Handbook on Resettlement: A Guide to Good Practice : 3. Resettlement: Key Planning Concepts

3.3. Developing a Resettlement Policy

In the absence of national or state legal and policy frameworks for eligibility and entitlements, new policies may be required. The Mission Leader, during project preparation, should assess the existing policies to decide whether new sets of eligibility and entitlement measures are needed to meet the Bank's policy objectives.

Identifying Requirements for Resettlement Policy and
Capacity Building during Project Preparation

Issue Yes No Requirements
Does borrower/EA already have a resettlement policy?   X Review existing land acquisition and compensation policy.
Do existing land acquisition and compensation policies cover all losses and categories of APs?   X Project-specific policies to be initiated to cover losses and categories identified for this project.
Do these policies meet Bank standards?   X Both policy and institutional development necessary.
Do existing policies need to be modified? X   Identify the issues and discuss with EA.
Are government and EA willing to adapt policy to achieve project-specific solutions? X   Review policy provisions, discuss and obtain assurances to achieve project specific solutions.
Does EA have any previous resettlement planning and implementation experience?   X Review institutional capacity for resettlement planning and implementation.
Is there any need for institutional capacity building? X   Provide TA for capacity building.
Are there agencies aside from EA to be involved in resettlement planning and implementation? X   Identify other agencies, local and national NGOs and CBOs and their roles in resettlement planning and implementation. Identify additional capacity building measures if necessary.
Does borrower/EA have adequate budgetary resources to meet all expenses involving resettlement planning and implementation?   X Discuss budgetary provisions and sources of funding. Consider augmenting funds with Bank financial assistance.



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3.2 Policy Framework
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3.4 Defining Entitlement and Eligibility

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