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Table of Contents
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Foreword
Abbreviations
Glossary
1. Introduction
2. The Resettlement Plan in the Project Cycle
3. Resettlement: Key Planning Concepts
4. Consultation and Participation
5. Socioeconomic Information
6. Relocation
7. Income Restoration
8. Institutional Framework
9. Monitoring and Evaluation
>>Selected Reading List
Appendix 1: The Bank's Policy on Involuntary Resettlement
Appendix 2: Sample Terms of Reference for Full Resettlement Plan
Appendix 3: Resettlement Policies in Selected DMCs
Appendix 4: Resettlement Monitoring: Sample Formats for Monthly Progress Reports
Handbook on Resettlement: A Guide to Good Practice

Selected Reading List


Achmad, Hisyam, 1991. The Social Costs of Resettlement: A Case Study Five Years After the Inundation of the Saguling and Cirata Dam Areas in West Java. Jakarta, Indonesia.

Ackermann, W. C., G. F. White, and E. B. Worthington (eds.), 1973. Man-Made Lakes: Their Problems and Environmental Effects. Washington D.C.: American Geophysical Union, Monograph No. 17, 1973.

Alexander, K., R. R. Prasad, and M. P. Jahagirdar, 1991. Tribals, Rehabilitation, and Development. Jaipur, India: Rawat Publications, 1991.

Alvares, Claude, and Ramesh Billorey, 1987. Damming the Narmada: The Politics Behind the Destruction. The Ecologist, 17(2/3): 62-74, 1987.

Asian Development Bank, 1991. Guidelines for Social Analysis of Development Projects. Manila, Philippines: Asian Development Bank, 1991.

Asthana, Shobha, and Shri Prabhat Parashar, 1992. Public Participation in the Resettlement & Rehabilitation Programme of Sardar Sarovar Project. Florianopolis, Brazil: International Workshop on Involuntary Resettlement, 1992.

Baboo, Balgovind, 1991. Big Dams and the Tribals: The Case of the Hirakud Dam Oustees in Orissa. Social Action, 41 (3), 1991: 288-303.

Barth, Fredrik and T. R. Williams, 1994. Initial Resettlement Planning and Activity (1992-1994) in a Large Scale Hydropower Process: The Ertan Dam in Southwest China. Draft manuscript, processed.

Bartolome, Leopoldo, 1984. Forced Resettlement and the Survival Systems of the Urban Poor. Ethnology, 23 (3), 1984: 177-192.

Bilj, J., E. Janssen, M. Meijer, et al., 1992. Slum Eviction and Relocation in Bangkok, Delft, The Netherlands: Centre for International Cooperation and Appropriate Technology (CICAT), 1992.

Billson, Janet Mancini, 1990. Opportunity or Tragedy: The Impact of Canadian Resettlement Policy on Inuit Families. American Review of Canadian Studies, 20 (2), 1990: 187-218.

Boonyabancha, Somsook, 1992. Urban Relocation in Bangkok; with a Case Study on Ruamjai Samakki Resettlement Project. Urban Relocation Policy and Practice, 1992.

Borup, J. H., D. T. Callego, and P. G. Heffernan, 1979. Relocation and Its Effects on Mortality. The Gerontologist, 19, 1979: 135-140.

Burbridge, Peter R., Richard B. Norgaard, and Gary S. Hartshorn, 1988. Environmental Guidelines for Resettlement Projects in the Humid Tropics.Rome, Italy: Food and Agriculture Organization of the United Nations. FAO Environment and Energy Paper 9, 1988.

Centre for Urban Studies, 1987. Socio-Economic Profile of Dattapara: A Squatter Resettlement Camp, Tongi. Dhaka, Bangladesh: University of Dhaka, 1987.

Cernea, Michael M., 1995. The Sociological Action Research of Development-Induced Population Resettlement. World Bank Reprint Series: Number 480, Washington, D.C.: 1995.

Cernea, Michael M., 1995. Understanding and Preventing Impoverishment from Displacement. Reflections on the State of Knowledge. World Bank Reprint Series: Number 478, Washington D.C.:1995

Cernea, Michael M., 1993. Social Science Research and the Crafting of Policy on Population Resettlement, Knowledge and Policy, vol.6, no. 3-4.

Cernea, Michael M., and S. E. Guggenheim (eds.), 1993. Anthropological Approaches to Involuntary Resettlement: Policy, Practice, and Theory. Boulder, CO: Westview Press, 1993.

Cernea, Michael M., 1991. Socio-Economic and Cultural Approaches to Involuntary Population Resettlement. Guidelines on Lake Management, 2, 1991: 177-188. World Bank Reprint Series: No. 468, Washington, D.C.: 1993.

Cernea, Michael M., 1991. Involuntary Resettlement: Social Research, Policy, and Planning. In Putting People First. Sociological Variables in Rural Development, 2nd edition, revised and enlarged. Edited by M. M. Cernea, pp 188-216. New York/Oxford: Oxford University Press.

Cernea, Michael M., 1990. Poverty Risks from Population Displacement in Water Resources Development, Harvard University, HIID, Development Discussion Paper No. 355. Cambridge, MA, August.

Cernea, Michael M, 1990. From Unused Social Knowledge to Policy Creation: The Case of Population Resettlement. Harvard University, Cambridge, MA, HIID, 1990.

Cernea, Michael M, 1990. Involuntary Resettlement and Development. Finance and Development, 25.3, 1988: 44-46. Also published in Hari Mohan Mathur (ed.), The Human Dimension of Development: Perspectives from Anthropology. New Delhi: Concept Publishing Company, 1990.

Cernea, Michael M, 1990. Internal Refugee Flows and Development-Induced Population Displacement. Journal of Refugee Studies, 3 (4), 1990: 320-339. World Bank Reprint Series:No. 462, Washington, D.C. 1990.

Cernea, Michael M, 1990. Poverty Risks from Population Displacement in Water Resources Development. Harvard University, Cambridge, MA, HIID, 1990.

Cernea, Michael M., 1988. Involuntary Resettlement in Development Projects. Policy Guidelines in World Bank-Financed Projects. World Bank Technical Paper no. 80. 1988.

Chandran, T. R. Satish, and Aloysius Fernandes, 1990. Workshop on Rehabilitation of Persons Displaced by Development Projects. Bangalore, India: Institute for Social and Economic Change, 1990.

Degroot, David G., 1979. Initiating Urban Development: Slum Improvement and Resettlement in Davao City. Dissertation. Boulder, CO: University of Colorado, 1979.

Dhagamwar, Vasuda, 1989. Rehabilitation: Policy and Institutional Changes Required. In Walter Fernandes and Ganguly Thukral (eds.), Development, Displacement and Rehabilitation:Issues for a National Debate. New Delhi, India:Indian Social Institute, 1989.

Drucker, Charles, 1984. Dam the Chico: Hydro Development and Tribal Resistance in the Philippines. The Social and Environmental Effects of Large Dams. E. Goldsmith, and N. Hildyard (eds.). Camelford, UK: Wadebridge Ecological Center, 1984.

Egre, Dominique, and Pierre Senecal, 1990. Resettlement Studies and Human Environment Impact Assessment of Water Control Projects: similarities and Discrepancies. Impact Assessment Bulletin, 8 (3), 1990: 5-18.

Escudero, Carlos R. Involuntary Resettlement in Bank-Assisted Projects: An Introduction to Legal Issues. Legal Department. Washington, D.C.: The World Bank, 1988.

Farvacque, Catherine, and Patrick McAuslan, 1992. Reforming Urban Land Policies and Institutions in Developing Countries. Urban Management Program Policy Paper. Washington, D.C.: The World Bank, 1992.

Fernandes, Walter, 1992. Displacement as a Process of Marginalization. Florianopolis, Brazil: Electrobas, 1992.

Fernandes, Walter, 1991. Power and Powerlessness: Development Projects and Displacement of Tribals. Social Action, 41 (3), 1991: 243-270.

Fernandes, Walter and E. G. Thukral, 1989. Development, Displacement, and Rehabilitation: Issues for a National Debate. New Delhi, India: Indian Social Institute, 1989.

Fiang, Tian, and Lin Fatang. Population Resettlement and Economic Development in the Three Gorges Project. Chinese Geography and the Environment, 1 (4), 1988: 90-100.

Finsterbusch, Kurt, 1980. Understanding Social Impacts. Assessing the Effects of Public Projects. Beverly Hills-London: Sage Publications.

Goldsmith, Edward, Nicholas Hildyard, and Denys Trussell (eds.), 1986. The Social and Environmental Effects of Large Dams. Case Studies. Camelford, U.K.: Wadebridge Ecological Centre, 2, 1986.

Guggenheim, Scott, 1994. Involuntary Resettlement: An Annotated Reference Bibliography for Development Research. Environment Working Paper No. 64. The World Bank, Environment Department.

King, Victor T, 1986. Planning for Agrarian Change: Hydro-electric Power, Resettlement and Iban Swidden Cultivators in Sarawak, East Malaysia. Hull: Centre for South-east Asian Studies, University of Hull, 1986.

Koenig, Dolores, 1992. Women and Resettlement. Washington, D.C.: American University, Department of Anthropology, 1992.

Kool, M., D. Verboom, and J. J. van der Linden, 1989. Squatter Settlement Improvement and Displacement: A Review of Concepts, Theory, and Comparative Evidence. Habitat International 13 (3), 1989: 187-199.

Morse, Bradford, and Thomas Berger, 1992. Sardar Sarovar: A Report of the Independent Review. Ottawa, Canada: Resource Futures International (RFI) Inc., 1992.

Murphy, Denis, 1990. A Decent Place to Live Urban Poor in Asia. Bangkok, Thailand: Asian Coalition for Housing Rights, 1990.

ODA, 1995. A Guide to Social Analysis For Projects in Developing Countries. London: HMSO.

OECD, Development Assistance Committee, 1992. Guidelines for Aid Agencies on Involuntary Displacement and Resettlement in Development Projects. OECD: Paris.

Oliver-Smith, Anthony, 1991 . Involuntary Resettlement, Resistance and Political Empowerment. Journal of Refugee Studies, 4 (2), 1991: 132-149.

Palmer, G, 1974. The Ecology of Resettlement Schemes. Human Organization, 33 93), 1974: 239-250.

Partridge, William, 1989. Involuntary Resettlement in Development Projects. Journal of Refugee Studies, 2 (3), 1989: 373-384.

Pokharel, Jagadish C, 1993. Unresolved Conflicts and Missed Justice: Prospects and Limitations of Mediated Conflict Resolutions in Involuntary Displacement in Developing Countries. Development Induced Displacement: Approaches to Resettlement in Asia. Hari Mohan Mathur (ed.). (In Press), 1993.

Ranade, V. M, 1992. Reservoirs and Environment. India: Government of Maharashtra, 1992.

Rao, Kishore, and Charles Geisler, 1989. The Social Consequences of Protected Areas Development for Resident Populations. Journal of Natural Resources, 2, 1989.

Scudder, Thayer, 1993. Monitoring a Large-Scale Resettlement Program with Repeated Household Interviews. In K. Kumar, Rapid Appraisal Methods, Washington, D.C., 1993.

Scudder, Thayer, 1991 a. Sociological Framework for the Analysis of New Land Settlement, in Cernea, M. (ed.) Putting People First. Sociological Variables in Development, New York-Oxford, 2nd ed., Oxford University Press.

Shi, Guoqing, 1996b. The Comprehensive Evaluation Method and its Application of Production and Living Standard for Rural Resettlers in Reservoir Area. In NRCR, Papers on Resettlement and Development, Nanjing.

Shi, Guoqing, Xun Houping, and Yu Wenxue, 1996. Advances in Project Resettlement Research. In NRCR, Papers on Resettlement and Development, Nanjing.

Sim, Hew Cheng, 1991. Agrarian Change and Gender Relations: The Case of Batang Ai Resettlement Scheme, Sarawak, A Brief Summary. Borneo Research Bulletin, 23, 1991: 99-102.

Singh, Mridula and assoc., 1992. Displacement by Sardar Sacrovar and Theri: A Comparative Study of Two Dams, Delhi, MARG.

Soemarwoto, Otto, and Edy Brotoisworo, 1990. Proposed Recommendations Towards Improving Water Resources Management in River/Lake Basin Context: The Saguling Case, Indonesia. Indonesia: Institute of Ecology Padjadjaran University, 1990.

World Bank, 1996. Operational Directive No. 4.30 Involuntary Resettlement: Guidelines for Lawyers.

World Bank, 1994. Regional Remedial Action Planning for Involuntary Resettlement in World Bank Supported Projects. A Report on One Year of Follow-Up to Resettlement and Development, The Report of the Bankwide Resettlement Review, November. Report No: 15292 GLB.

World Bank, 1994. Resettlement and Development. The Bankwide Review of Projects Involving Involuntary Resettlement 1986-1993. Environment Department, April.

World Bank, 1993. Gender and Resettlement: An Overview of Impact and Planning Issues in World Bank Assisted Projects. Paper prepared for the Bankwide Resettlement Review.

World Bank, 1990. Operational Directive No. 4.30. Involuntary Resettlement.

World Bank, 1986. Operational Manual Statement No. 10.08. Operations Policy Issues in the Treatment of Involuntary Resettlement.

Zaman, M. Q, 1990. Paper delivered at the 49th Annual Meeting of the Society for Applied Anthropology (York, Ontario). The Displaced Poor and Resettlement Policies in Bangladesh. Alberta, Canada, 1990.




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9.7 Checklist: Monitoring and Evaluation
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Appendix 1: The Bank's Policy on Involuntary Resettlement

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