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Foreword
Abbreviations
Glossary
1. Introduction
2. The Resettlement Plan in the Project Cycle
2.1 Deciding on the Type of Resettlement Plan
>> 2.2 Requirements for Resettlement Plans
2.3 Full Resettlement Plan: Recommended Outline
2.4 Short Resettlement Plan: Recommended Outline
2.5 Land Acquisition and Resettlement in the Project Cycle: Key Action Points
2.6 Land Acquisition and Resettlement in the Project Cycle: Key Action Points for Sector Loans/Subprojects
3. Resettlement: Key Planning Concepts
4. Consultation and Participation
5. Socioeconomic Information
6. Relocation
7. Income Restoration
8. Institutional Framework
9. Monitoring and Evaluation
Selected Reading List
Appendix 1: The Bank's Policy on Involuntary Resettlement
Appendix 2: Sample Terms of Reference for Full Resettlement Plan
Appendix 3: Resettlement Policies in Selected DMCs
Appendix 4: Resettlement Monitoring: Sample Formats for Monthly Progress Reports
Handbook on Resettlement: A Guide to Good Practice : 2. The Resettlement Plan in the Project Cycle

2.2. Requirements for Resettlement Plans


Full Resettlement Plan - Significant Resettlement

Severity Number of Affected Persons Requirement
Loss of productive and other assets (including land), incomes, and livelihoods 200 plus Compensation at replacement costs, transfer and income substitution for down time, income restoration measures
Loss of housing, community structures, systems, and services 200 plus Compensation at replacement rates, transfer assistance and relocation plans, measures to restore living standards
Loss of household or community resources, habitat, sites 200 plus Replacement if possible, restoration, compensation
APs are indigenous people or in some other way vulnerable, e.g., the poorest, isolated communities, households headed by women, those without legal title to assets, pastoralists 100 plus Social preparation phase - special measures might be required to ensure full rehabilitation
Cases of "insignificant" resettlement having special target group or other sensitivities 50 plus For example, 50 hunter-gatherers require a full RP

Social preparation phase - special measures might be required to ensure full rehabilitation

For projects in this category:

  • Inform government and other project sponsors on Bank's resettlement policy
  • Assist government in implementing Bank's resettlement policy within their own legal and institutional framework.
  • Strengthen capacity of government and other project sponsors to plan and implement resettlement.
  • Help strengthen national macro framework for resettlement.
  • Resolve any outstanding differences with Bank's policy.
  • Assist government or other project sponsors to prepare a RP before loan appraisal.
  • Prepare a summary RP for draft RRP for MRM and for RRP for Board circulation, based on Full RP
  • Include information on resettlement in the project profile.


Short Resettlement - Insignificant Resettlement

Severity Number of Affected Persons Requirement
Loss of productive and other assets (including land), incomes, and livelihoods below 200 Compensation at replacement costs, transfer and income substitution for down time, income restoration measures
Loss of housing, community structures, systems, and services below 200 Compensation at replacement rates, transfer assistance and relocation plans, measures to restore living standards
Loss of household or community resources, habitat, sites below 200 Replacement if possible, restoration, compensation
APs are indigenous people or in some other way vulnerable, e.g., the poorest, isolated communities, households headed by women, those without legal title to assets, pastoralists below 100 Social preparation phase - special measures might be required to ensure full rehabilitation
APs have special sensitivities or are particularly vulnerable below 50 Social preparation phase - special measures might be required to ensure full rehabilitation.

For projects in this category:

  • Prepare summary RP for draft RRP for MRM and for RRP for Board circulation, based on short RP


Sector Projects

Severity Number of Affected Persons Requirements for Resettlement Plan
Project as a whole is expected to have significant resettlement effects as described above in full RP As for full RP Above requirements apply for appraisal of at least one subproject involving resettlement effects under full RP

For selected subproject(s):

  • Prepare summary RP for draft RRP for MRM and for RRP for Board circulation, based on short RP

For remaining subproject(s):

  • Confirm policies and entitlements to be applied: confirm procedure for preparing RPs for subprojects.
  • Describe criteria and outline of RP for draft RRP for MRM and Board circulation.



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2.1 Deciding on the Type of Resettlement Plan
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2.3 Full Resettlement Plan: Recommended Outline

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