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Financial Sector Legal and Regulatory
Toolkit



This toolkit contains

  • references to relevant policy issues, international standards and standard-setting bodies, academic literature and other sources related to the financial sector;
  • links to websites containing further information about financial sector regulation;
  • links to useful resources such as treaties and regional agreements related to the financial sector; and
  • links to information regarding ADB's interventions in the financial sector.

Who can benefit from the toolkit?

This toolkit is useful for

  • lawyers who want a quick understanding of the legal and regulatory aspects of the financial sector;
  • financial regulators;
  • government officials who deal with the financial sectors;
  • ADB staff, particularly those involved in the financial sector;
  • other lawyers, economists, and financial sector development professionals; and
  • the general public, including students and non-government organizations, researchers, and interested members of the development community.

Objectives of the toolkit

  • to present basic principles on the legal aspects of the financial sector and direct readers to materials that discuss these basic principles in greater depth; and
  • to summarize key ideas, concepts, and issues for people interested in legal and regulatory aspects of the financial sector.
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