APEC Financial Regulators Training Initiative: Seminar on Market Supervision

This program is focused on the supervision of market intermediaries who trade in both securities and derivative products. Aspects covered are capital adequacy requirements, examination of market intermediaries and the inspection of specific product related areas such as collective investment schemes, structured products and exchange traded funds. As many market intermediary firms trade globally, cross border cooperation case studies amongst regulators and coordination processes between regulator and SRO are examined.