Project Data Sheet

Project Data Sheets (PDS) contain summary information on the project or program: Because the PDS is a work in progress, some information may not be included in its initial version but will be added as it becomes available. Information about proposed projects is tentative and indicative.

PDS Creation Date
PDS Updated as of 26 Jun 2014

Project Name Fiscal Policy for Urbanization, Industrialization, and Agricultural Modernization in Henan
Country China, People's Republic of
Project/Program Number 46056-001
Status Approved
Geographical Location
In preparing any country program or strategy, financing any project, or by making any designation of, or reference to, a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.
Sector Multisector
Subsector Multisector
Strategic Agendas
Drivers of Change
Gender Equity and Mainstreaming Categories


Type/Modality of Assistance Approval Number Source of Funding Approved Amount (thousand)
Technical Assistance8208Technical Assistance Special Fund400

Summary of Environmental and Social Issues

Environmental Aspects
Involuntary Resettlement
Indigenous Peoples

Stakeholder Communication, Participation and Consultation

During Project Design
The Henan Department of Finance was actively engaged in project preparation. In addition, consultation was undertaken with the Scientific Research Institute; the Henan Provincial Department of Agriculture; the Henan Provincial Department of Housing and Construction Office; the Henan Provincial Industry & Information Technology Department; the Huaxian County Finance Bureau; the Huaxian County Industry Cluster District; and the Bao Zhuang Village Committee.
During Project Implementation


The TA will assist the Henan provincial government to analyze the interlinkages among various aspects of urbanization, industrialization, and agricultural modernization; and to formulate effective fiscal policy recommendations to support integrated development led by new urbanization. Building on previous TAs, the TA will focus on defining fiscal policy choices to support the integrated three transformations development strategy. The policy recommendations will be made relevant not only to Henan and the central government, but also to the neighboring provinces included in the Central Plain Economic Zone. The TA findings can also serve as case studies for further work of Government and ADB on local government financing and fiscal decentralization.

Project Rationale and Linkage to Country/Regional Strategy

Development Impact

A better integrated urbanization, industrialization, and agricultural modernization process in Henan

Project Outcome

Description of Outcome
Effective fiscal policy to support the integrated three transformations from the traditional agriculture economy and rural society to one urbanized, industrialized, with a modernized agriculture sector
Progress Towards Outcome
Implementation is yet to commence.

Outputs and Implementation Progress

Description of Project Outputs
1. Analysis of key constraints and drivers, and design of monitoring and evaluation of the integrated three transformations 2. Fiscal policy for the integrated three transformations
Status of Implementation Progress (Outputs, Activities, and Issues)
Consultant recruitment is to commence shortly.
Status of Development Objectives
Material Changes

Business Opportunities

Date of First Listing 2012 Sep 06
Consulting Services
The TA will require a total of 3 person-months of international consulting services (Public Finance Specialist) and 24 person-months of national consulting services (Senior Public Finance Specialist/Team Leader, Development Survey Specialist, Urban Development Economist, Rural Development Specialist, and Development Economists). The consultants will deliver a comprehensive report comprising eight studies. The EA will select international and national consultants to provide inputs as well as short-term resource persons and task-specific experts. ADB will negotiate and sign the contracts with the consultants and resource persons. The consultants will be hired in accordance with ADB s Guidelines on the Use of Consultants (April 2010, as amended from time to time).
Procurement and Consulting Notices


Concept Clearance 03 Sep 2012
Fact-finding 18 Jul 2012 to 22 Jul 2012
Management Review Meeting
Approval 12 Nov 2012
Last Review Mission


Approval No. Approval Signing Effectivity Closing
Original Revised Actual
Technical Assistance 8208 12 Nov 2012 27 Dec 2012 27 Dec 2012 31 Jul 2014 31 Jul 2015


Date Approval Number ADB (US$ thousand) Others (US$ thousand) Net Percentage
Cumulative Contract Awards
Cumulative Disbursements

TA Amount (US$ thousand)

Approval Number Approved Amount Revised Amount Total Commitment Uncommitted Balance Total Disbursement Undisbursed Balance
Technical Assistance 8208 400 400 54 347 0 400

Contacts and Update Details

Responsible ADB Officer Craig Sugden (
Responsible ADB Department East Asia Department
Responsible ADB Divisions Public Mgt, Financial Sector and Regional Coop Division, EARD
Executing Agencies


Project Website
List of Project Documents