China, People's Republic of : Henan Dengzhou Integrated River Restoration and Ecological Protection Project

Sovereign Project | 52023-001

The project will implement integrated water resources management (IWRM) focusing on upstreamdownstream linkages and urbanrural integration for the restoration of the Tuan River. The project design will incorporate lessons from previous ADB-financed projects and policy-oriented studies on IWRM, environmental and ecosystem improvement, wetland and lake management and restoration, and urbanrural integration in the PRC and other developing member countries. The project will have three outputs: (i) urban and rural water infrastructure in Dengzhou City improved; (ii) ecological zones in Han River restored; and (iii) water resources management capacity enhanced. These outputs will result in the following outcome: water security and environmental sustainability in Dengzhou City improved. The project will have the following impact: living standards in the Yangtze River Economic Belt improved (Yangtze River Economic Belt Development Plan, 20162030)

Project Details

  • Project Officer
    Yang, Xiaoyan
    East Asia Department
    Request for information
  • Country/Economy
    China, People's Republic of
  • Sector
    • Agriculture, natural resources and rural development
Project Name Henan Dengzhou Integrated River Restoration and Ecological Protection Project
Project Number 52023-001
Country / Economy China, People's Republic of
Project Status Active
Project Type / Modality of Assistance Loan
Source of Funding / Amount
Loan 3865-PRC: Henan Dengzhou Integrated River Restoration and Ecological Protection
Ordinary capital resources US$ 200.00 million
Operational Priorities OP1: Addressing remaining poverty and reducing inequalities
OP2: Accelerating progress in gender equality
OP3: Tackling climate change, building climate and disaster resilience, and enhancing environmental sustainability
OP4: Making cities more livable
OP5: Promoting rural development and food security
OP6: Strengthening governance and institutional capacity
OP7: Fostering regional cooperation and integration
Sector / Subsector

Agriculture, natural resources and rural development / Forestry - Rural sanitation - Rural water supply services - Water-based natural resources management

Water and other urban infrastructure and services / Urban sewerage

Gender Effective gender mainstreaming
Description The project will implement integrated water resources management (IWRM) focusing on upstreamdownstream linkages and urbanrural integration for the restoration of the Tuan River. The project design will incorporate lessons from previous ADB-financed projects and policy-oriented studies on IWRM, environmental and ecosystem improvement, wetland and lake management and restoration, and urbanrural integration in the PRC and other developing member countries. The project will have three outputs: (i) urban and rural water infrastructure in Dengzhou City improved; (ii) ecological zones in Han River restored; and (iii) water resources management capacity enhanced. These outputs will result in the following outcome: water security and environmental sustainability in Dengzhou City improved. The project will have the following impact: living standards in the Yangtze River Economic Belt improved (Yangtze River Economic Belt Development Plan, 20162030)
Project Rationale and Linkage to Country/Regional Strategy Being one of the poorest cities in the Yangtze River Basin, Dengzhou City urgently requires improving water resources management as a driver for socioeconomic growth, and its development needs to be aligned with the national ecological civilization objectives as set forth in the PRC's Thirteenth Five-Year Plan, 20162020. As part of the rural vitalization objective set by the government to enhance livelihoods, attract investments, and accommodate the growing population, DCG will support local towns, and villages in development planning and implementation. However, Dengzhou City needs to improve its institutional and technical capacities to achieve the targets. Dengzhou City in the middle Yangtze River Basin and in less-developed region, can demonstrate an environmentally-sustainable growth model that can be replicated in other cities in the Yangtze River Basin and in the PRC.
Impact

Quality of life along Yangtze River Economic Belt improved (National Strategic Plan for Rural Vitalization, 20182022; and Yangtze River Economic Belt Development Plan, 20162030)a

Project Outcome
Description of Outcome

Water security and environmental sustainability in Dengzhou City improved

Progress Toward Outcome Progress towards outcome to be further assessed.
Implementation Progress
Description of Project Outputs

Urban and rural water infrastructure in Dengzhou City improved

Ecosystem services in Dengzhou City improved

Water resources management capacity enhanced

Status of Implementation Progress (Outputs, Activities, and Issues) The loan is being implemented for 5 years until end 2025, with closing date on 30 June 2026. The Procurement Plan comprises 21 works packages, 12 goods packages, and 9 consulting services, total 43 packages. As of 15 September 2023, $42.6 million (26 packages) have been awarded. Cumulative disbursement amounted to $21 million. The latest procurement plan was disclosed on 7 September 2023.
Geographical Location Henan
Safeguard Categories
Environment B
Involuntary Resettlement A
Indigenous Peoples B
Summary of Environmental and Social Aspects
Environmental Aspects The project is category B for environment. The Mission reiterated the requirements of the environment safeguard and the importance of implementing the Environmental Management Plan (EMP) during the whole project implementing life circle. The Mission proposed the next steps forward to ensure project's environmental performance and compliance with EMP, including EMP translation and dissemination, institutional arrangements for EMP implementation and recruitment of the start-up environmental consultant and external monitoring agency as well as environmental trainings. The Mission requested the health and safety management plan, as a critical component of EMP, should be developed with emergency preparedness and response measures tailored toward COVID-19.
Involuntary Resettlement The project is category A for resettlement. The Mission introduced the involuntary resettlement policy and monitoring and evaluation (M&E) implementation requirements as well as land acquisition and resettlement (LAR) covenants to EA and IAs. In particular, the Mission stressed (i) the land acquisition should strictly follow domestic land approval procedure and future contract awards will be subject to the updated RP clearance from ADB. The updated resettlement plan (RP) can be prepared based on different progress arrangements by subproject; (ii) the staffing should be available in both PMO and IAs to ensure timely coordination and LAR implemented as per ADB's Safeguard Policy Statement (SPS) requirements even though LAR will be implemented by Land Administrative Bureau and Housing and Construction Bureau; (iii) Internal monitoring of LAR implementation by the PMO should be reported to ADB as part of quarterly progress report. External monitoring by independent monitoring agency should be reported to ADB separately through semiannual reports; (iv) a due diligence review should be conducted in case that any project change is proposed. A separate RP will be prepared as necessary. In addition, the Mission required PMO to speed up recruitment of individual start-up resettlement consultant and the external monitoring agency to facilitate the updated RP preparation of urgent contracts and deliver training to the PMO and IAs.
Indigenous Peoples The project is category B for Indigenous Peoples safeguard and requires ethnic minority development plan (EMDP) implementation and external monitoring. The project is also categorized as effective gender mainstreaming (EGM) for gender equality which requires gender action plan (GAP) implementation and monitoring. A social development action plan (SDAP) was also prepared to ensure social benefits of the project affected people. The implementation and monitoring of EMDP and social and gender action plans are important part of the project in terms of achieving project outcome. The indicators in EMDP, GAP and SDAP in terms of employment opportunities, public consultation (particularly ethnic minorities and women), community-based environment and ecology supervision teams and capacity building are the key indicators of DMF as well. The successful achievement of these three plans will determine the success of safeguards compliance and gender equality of the project which will affect the overall rating of the project at the project completion stage.
Stakeholder Communication, Participation, and Consultation
During Project Design As part of the project preparation, information disclosure and public consultations about the project and TEIAs were conducted. The second round of consultations focused especially on households potentially affected by noise or other impacts of construction works and was completed after the midterm mission. The findings have been included in the IEE. The mission emphasized the importance of continuing public consultations throughout project implementation, to ensure residents are well informed of project activities, especially communities close to construction sites.
During Project Implementation The project is classified general intervention for poverty reduction. The poverty and social analysis was undertaken based on intensive stakeholder consultations and socioeconomic surveys. It indicated that a total of 746,000 residents in 11 project towns, including 13,137 poor people, will directly benefit from the project through reduced water pollution, improved drinking water supply system, and better environment and ecological protection in the Tuan River watershed. Other residents in Dengzhou City will also benefit indirectly from improved environment and ecology. The project will create 3,000 jobs during project implementation and 150 jobs during operation. A social development action plan has been prepared based on the poverty and social analysis, with specific targets for the poor and low-income people. Consultations were undertaken with local residents and other stakeholders during the project preparation. A consultation and participation plan for the project implementation stage has been included in the PAM and will be conducted during project implementation.
Responsible ADB Officer Yang, Xiaoyan
Responsible ADB Department East Asia Department
Responsible ADB Division PRC Resident Mission (PRCM)
Executing Agencies
Dengzhou City Government
Timetable
Concept Clearance 13 Aug 2018
Fact Finding 26 Apr 2019 to 30 Apr 2019
MRM 12 Jul 2019
Approval 26 Nov 2019
Last Review Mission -
Last PDS Update 22 Sep 2023

Loan 3865-PRC

Milestones
Approval Signing Date Effectivity Date Closing
Original Revised Actual
26 Nov 2019 26 May 2020 03 Sep 2020 30 Jun 2026 - -
Financing Plan Loan Utilization
Total (Amount in US$ million) Date ADB Others Net Percentage
Project Cost 423.12 Cumulative Contract Awards
ADB 200.00 15 Sep 2023 49.40 0.00 25%
Counterpart 223.12 Cumulative Disbursements
Cofinancing 0.00 15 Sep 2023 37.08 0.00 19%
Status of Covenants
Category Sector Safeguards Social Financial Economic Others
Rating Satisfactory Satisfactory Satisfactory Satisfactory Satisfactory Satisfactory

Project Data Sheets (PDS) contain summary information on the project or program. Because the PDS is a work in progress, some information may not be included in its initial version but will be added as it becomes available. Information about proposed projects is tentative and indicative.

The Access to Information Policy (AIP) recognizes that transparency and accountability are essential to development effectiveness. It establishes the disclosure requirements for documents and information ADB produces or requires to be produced.

The Accountability Mechanism provides a forum where people adversely affected by ADB-assisted projects can voice and seek solutions to their problems and report alleged noncompliance of ADB's operational policies and procedures.

In preparing any country program or strategy, financing any project, or by making any designation of, or reference to, a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

Title Document Type Document Date
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: Procurement Plan Procurement Plans Sep 2023
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: Audited Project Financial Statements (January-December 2022) Audited Project Financial Statements Jul 2023
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: Audited Project Financial Statements (3 September 2020-31 December 2021) Audited Project Financial Statements Aug 2022
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: Updated Project Administration Manual Project/Program Administration Manual Oct 2021
Loan Agreement (Ordinary Operations) for Loan 3865-PRC: Henan Dengzhou Integrated River Restoration and Ecological Protection Project Loan Agreement (Ordinary Resources) May 2020
Project Agreement for Loan 3865-PRC: Henan Dengzhou Integrated River Restoration and Ecological Protection Project Project/Program Agreements May 2020
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: Gender Action Plan Gender Action Plans Nov 2019
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: Report and Recommendation of the President Reports and Recommendations of the President Nov 2019
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: Project Administration Manual Project/Program Administration Manual Nov 2019
Henan Dengzhou Ecological Protection and Integrated Rehabilitation Project: Initial Poverty and Social Analysis Initial Poverty and Social Analysis Aug 2018

Safeguard Documents See also: Safeguards
Safeguard documents provided at the time of project/facility approval may also be found in the list of linked documents provided with the Report and Recommendation of the President.

Title Document Type Document Date
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: External Social Monitoring Report No. 5 Social Monitoring Reports Aug 2023
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: External Resettlement Monitoring Report No. 5 Social Monitoring Reports Aug 2023
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: Environmental Monitoring Report No. 5 Environmental Monitoring Reports Jul 2023
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: External Social Monitoring Report No. 4 Social Monitoring Reports Feb 2023
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: External Resettlement Monitoring Report No. 4 Social Monitoring Reports Feb 2023
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: Environmental Monitoring Report No. 4 Environmental Monitoring Reports Jan 2023
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: External Resettlement Monitoring Report No. 3 Social Monitoring Reports Aug 2022
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: Environmental Monitoring Report No. 3 Environmental Monitoring Reports Aug 2022
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: External Social Monitoring Report No. 3 Social Monitoring Reports Aug 2022
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: Environmental Monitoring Report No. 2 Environmental Monitoring Reports Apr 2022
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: Rangdong Township Wastewater Treatment Plant and Affiliated Pipe Networks Social and Resettlement Due Diligence Report Safeguards Due Diligence Reports Apr 2022
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: Updated Initial Environmental Examination Initial Environmental Examination Mar 2022
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: External Social Monitoring Report No. 2 Social Monitoring Reports Feb 2022
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: External Resettlement Monitoring Report No. 2 Social Monitoring Reports Feb 2022
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: Environmental Monitoring Report No. 1 Environmental Monitoring Reports Nov 2021
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: External Resettlement Monitoring Report No. 1 Social Monitoring Reports Sep 2021
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: External Social Monitoring Report No. 1 Social Monitoring Reports Sep 2021
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: Updated Resettlement Plan Resettlement Plans Aug 2021
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: Updated Resettlement Plan Resettlement Plans Aug 2021
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: Initial Environmental Examination Initial Environmental Examination Jun 2019
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: Ethnic Minority Development Plan Indigenous Peoples Plans/Indigenous Peoples Development Plans May 2019
Henan Dengzhou Integrated River Restoration and Ecological Protection Project: Resettlement Plan Resettlement Plans May 2019

Evaluation Documents See also: Independent Evaluation

None currently available.


Related Publications

None currently available.


The Access to Information Policy (AIP) establishes the disclosure requirements for documents and information ADB produces or requires to be produced in its operations to facilitate stakeholder participation in ADB's decision-making. For more information, refer to the Safeguard Policy Statement, Operations Manual F1, and Operations Manual L3.

Requests for information may also be directed to the InfoUnit.

Tenders

Tender Title Type Status Posting Date Deadline
3865-PRC: Henan Dengzhou Integrated River Restoration and Ecological Protection Project [WR-ES03] Invitation for Bids Closed
External environmental monitoring and evaluation Firm - Consulting Closed
PRC 52023-001: Henan Dengzhou Integrated River Restoration and Ecological Protection Project (EP-CW-10) Invitation for Bids Closed
External resettlement and social M&E Firm - Consulting Closed
Project Management and Capacity Development Firm - Consulting Closed
Project implementation startup support (land acquisition and resettlement) Individual - Consulting Closed
Project implementation startup support (financial) Individual - Consulting Closed
Project implementation startup support (environment) Individual - Consulting Closed
Project implementation startup support (project management and procurement) Individual - Consulting Closed

Contracts Awarded

Contract Title Approval Number Contract Date Contractor | Address Executing Agency Total Contract Amount (US$) Contract Amount Financed by ADB (US$)
EP-ES01-A Installation of River Health Monitoring Stations - Smart Monitoring System Loan 3865 04 Sep 2023 Beijing Ordinate International Trade Co., Ltd. | Beijing, China Dengzhou City Government 2,292,592.11 2,287,037.24
EP-CW09 Civil Works of Environmental Research and Education Center Loan 3865 06 Sep 2023 Tihome Construction and Development Co., Ltd. | Beijing, China Dengzhou City Government 7,147,478.42 4,871,249.28
EP-ES03 Equipment for the Jitan and Rangdong Wastewater Treatment Stations Loan 3865 17 Nov 2022 Wuhan Dashu Environmental Protection Technology Co., Ltd | Wuhan Dengzhou City Government 1,411,797.99 1,393,991.03
WR-ES03 Goods Procurement of Pump Stations in the Jiulong Waterworks Loan 3865 13 Oct 2022 Shanghai Panda Machinery (Group) Co., Ltd. | Qingpu District, Shanghai Dengzhou City Government 1,199,949.55 1,183,900.59
WR-CW03 (Lot 4) Level-two Water Pipes Loan 3865 08 Jul 2022 Jiangxi Construction Engineering First Limited Liability Company | Jiangxi Dengzhou City Government 2,244,128.30 1,533,610.50
WR-CW03 (Lot 3) Level-two Water Pipes Loan 3865 08 Jul 2022 Jiangxi Construction Engineering First Limited Liability Company | Jiangxi Dengzhou City Government 7,217,390.76 4,932,278.72
WR-CW01 Jiulong Water Treatment Plant Loan 3865 30 Jun 2022 Jiangsu Ruiwo Construction Group Co., Ltd | Jiangsu, China Dengzhou City Government 7,377,365.88 5,051,828.69
WR-CW03 Level-two Water Pipes (Lot 1) Loan 3865 29 Jun 2022 Tianjin Pipeline Engineering Group | Tianjin, China Dengzhou City Government 2,171,631.48 1,489,010.78
WR-CW03 Level-two Water Pipes (Lot 2) Loan 3865 29 Jun 2022 Tianjin Pipeline Engineering Group | Tianjin, China Dengzhou City Government 4,342,609.12 2,977,573.23
WR-CW11 Sangzhuang Water Treatment Plant - construction and installation of equipment Loan 3865 30 Jun 2022 No.4 Construction Engineering Co., Ltd of Guizhou Construction and Engineering Group | Guizhou Dengzhou City Government 7,100,489.37 4,862,230.84
WR-CW14 Procurement of Water Distribution Network for Yaodian Town, Sangzhuang Town and Xiaoyangying Town Loan 3865 27 Dec 2021 The Joint Venture of Henan Tiangong Construction Group Co., Ltd. and China United Construction Group Co., Ltd. | Henan, PRC Dengzhou City Government 12,451,472.88 8,538,991.18
Jitan Town Water Distribution Network Loan 3865 25 Nov 2021 Shandong Junhui Construction Group Co., Ltd. | Shandong Dengzhou City Government 3,602,671.60 2,469,950.66
WR-CW15 Liuji Town Water Distribution Network Loan 3865 12 Nov 2021 Guangdong Yuantian Engineering Co., Ltd. | Guangdong Dengzhou City Government 5,161,688.90 3,561,658.71
CS05 Project Management and Capacity Building Loan 3865 15 Sep 2021 ET Group International Pty Ltd. & ET Group International (Hong Kong) Company Limited | Hong Kong Dengzhou City Government 991,000.00 991,000.00
CS-07 External Environmental Monitoring and Evaluation Loan 3865 17 Aug 2021 The Institute of Coal Chemistry (ICC), Chinese Academy of Sciences | Shanxi Dengzhou City Government 140,090.93 140,090.93
CS-06 External Resettlement and Social Monitoring and Evaluation Loan 3865 17 Aug 2021 Hangzhou Darren Engineering Project Management Co., Ltd. | Hangzhou, Zhejiang Province Dengzhou City Government 199,916.50 199,916.50
EP-CW10 CIVIL WORKS OF THE XINGSHAN PLANTATION FOR SOIL AND WATER CONSERVATION Loan 3865 09 Jul 2021 HENAN ECOLOGICAL LANDSCAPING CONSTRUCTION CO. LTD. | HENAN CHINA PEOPLE'SREP.OF Dengzhou City Government 1,438,670.91 1,438,670.91

Procurement Plan